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SEC Gov

SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers

Byadmin

4 de November de 2026
The Securities and Exchange Commission today adopted amendments to the rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities for purposes of the Regulatory Flexibility…

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SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo Transactions

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  • SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers 4 de November de 2026
  • National Advertising Division Recommends Good Life Discontinue Health Benefit and Personalization Claims for Compounded Tirzepatide+ Products 4 de November de 2026
  • Cimplifi Adds Viewer to CI Transfer, Simplifying Production QC and Data Intake 4 de November de 2026
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